Our Other Specialties Include: Medical Malpractice Law and Environmental Contamination Law

About Us

The Law Offices ofDaniel J. Miller

The Miller Stern lawyers, LLC. represents investors in cases regarding investment recovery when losses are caused by wrongful broker conduct. We are committed to providing clients with the finest legal representation and helping them navigate the judicial system towards the justice they deserve. We represent individual investors, retirees, trusts, pension plans, partnerships, family partnerships, family offices and ultra-high net worth individuals.

We are dedicated towards providing expert legal representation to investors seeking to recover investment losses from brokerage firms and financial advisors. Our firm represents investors across the United States and internationally in FINRA arbitrations, AAA arbitrations, JAMS arbitrations and in both state and federal courts. Led by Daniel J. Miller, our team has the experience and resources to champion its clients against even the largest and best funded brokerage firms and law firms in the country.

The Miller Stern lawyers, LLC. understand that investors have worked for decades saving for retirement, children’s education, to support family members, to accumulate wealth, to create a sense of financial security or to leave behind a legacy.

Dishonest brokerage firms and brokers may eternally haunt those aspirations with just a few bad recommendations or actions. Investors that sustain investment losses may be the victims of brokerage firms and financial advisors that are incompetent or that act to intentionally mislead their customers.

Whether by negligence or fraud, brokerage firms and financial advisors that have failed to follow industry standards and the rules and laws it applies may be responsible for their customers’ losses.

The Miller Stern lawyers, LLC.’s founding partner, Daniel J. Miller, Esq., and his team have successfully represented thousands of investors over 20 years and have recovered over $250 million.

If you have sustained more than $50,000 in bond losses, fund losses, stock losses, or structured product losses, and you have a feeling that there has been foul play, contact our office. Our trustworthy team of securities attorneys works around the clock to prosecute cases on behalf of people just like you.

Did your broker over concentrate the  fail to Diversify your assets?

Our Approach

Our approach is focused on preparing for trial from the inception of the case. Although settlements are commonplace and trials only take place in a minority of cases, we believe in treating each case as though it is going to trial because it very well might. This approach means that we methodically seek to obtain all relevant evidence in the discovery phase of the case. We believe that discovery or obtaining written documentary evidence is the foundation to winning cases at trial. The Miller Stern lawyers, LLC.’s philosophy is that no stone will go unturned. Cases often hinge on just a few pieces of critical evidence that are only often obtained through aggressive and thorough efforts.

Our lawyers always seeks to obtain a favorable settlement for their clients. This requires experience obtained from handling thousands of cases, knowledge of the particular case, performing extensive due diligence with our client and understanding and evaluating the range of potential outcomes at trial.

Valuing a case for a client for potential settlement is a critical function that our office always performs and we are committed to providing candid and reasoned advice. Although the decision to resolve a case always belongs to the client, we believe in guiding our clients so that they can make informed decisions that are best suited to them.

Our firm distinguishes itself by its willingness to try cases and by investing the resources needed to prevail. Winning at trial against a brokerage firm or some other financial services firm is a challenging endeavor. We have developed an impressive record at trial by honing the skills needed, and by committing to the highest level of preparation. Although there is no guarantee of success in litigation, there is a guarantee of no success without a commitment to obsessive preparation and thoughtful trial strategy.

Our Proven Track Record

Our successful track record at trial is a benefit to our clients, for whom we have the privilege of trying and settling cases. Brokerage firms and their legal council carefully evaluate law firms that represent investors in cases. The highest settlement value will often be paid to investors represented by lawyers who have demonstrated the ability to effectively argue and win cases in the past.

While not all market losses stem from misconduct, some do. We are invested in helping you recover losses from untrustworthy or inexperienced brokerage firms. If a broker’s misconduct has caused you substantial financial harm, The Miller Law Group may be able to help you get some or all of your lost money back.

Some of Our Successful Cases

The Miller Stern lawyers, LLC. have successfully represented investors in claims against the following brokerage firms:

  • Cetera Advisors LLC
  • Cetera Advisor Network LLC
  • Cetera Investment Services LLC
  • Citigroup Global Markets Inc.
  • Janney Montgomery Scott LLC
  • LPL Financial LLC
  • Merrill Lynch, Pierce, Fenner & Smith, Inc.
  • Morgan Stanley & Co. LLC
  • Morgan Stanley Smith Barney LLC
  • NFP Securities, Inc.
  • Oppenheimer & Co. Inc.
  • Oriental Financial Services Corp.
  • Popular Securities, LLC
  • Raymond James Financial, Inc.
  • RBC Capital Markets, LLC
  • Santander Securities, LLC
  • Securities America, Inc.
  • Transamerica Financial Advisors, Inc.
  • UBS Financial Services Inc.
  • UBS Financial Services Inc. of Puerto Rico
  • Wells Fargo Advisors Financial Network, LLC

These include some of the largest national and regional brokerage firms in the US. However there are over 6,000 brokerage firms operating in the US, and we have the resources, experience and dedication to achieve successful outcomes against any of them, on behalf of our clients.

Case Results

Some examples of our award winning case results:

  • FINRA Violations Lead To a $1.7M Settlement

    A $1,700,000 verdict was delivered against an International Broker/Dealer for FINRA violations and unauthorized trading.

  • Loss of Assets in Brokerage Account Case Settled for $1.5M

    This case involved the unauthorized transfer of assets, which also was an issue of elder abuse. It was resolved after arbitration.

  • Medical Malpractice Settlement

    “One of the highest in the state of Maryland”. A delayed/missed diagnosis of an infection caused catastrophic injury and damage to the body, ultimately necessitating 50 reconstructive procedures.  This was a clear case of Medical Malpractice, and was resolved prior to trial.

  • Business Fraud Case Settled For $60,000,000

    This eight figure settlement was against a large insurance company.  In this case, the plaintiffs argued the company had discriminated based on age and race, and had conspired to throw cases out based on this criteria.

  • Breach of Contract Case Results in $2,500,000 for Plaintiffs

    This $2.5M settlement was against a financier for breach of contract.  Plaintiff alleged that this breach caused his development project to go bankrupt.

  • Gas Contamination Leads To a $150,000,000 Verdict

    This $150,000,000 verdict was delivered against a Fortune 100 Oil Company which leaked 30,000 gallons of gasoline into the ground in a residential neighborhood.

  • Soil Contamination Results in a $450,000 Settlement

    The plaintiffs settled for $450,000 against a large oil company for leaking gasoline into the ground, thus contaminating local residential homes.

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